Название: The history of grammar theory
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There does not appear to exist a generally accepted
periodization of the history of English grammars, so we shall roughly divide it
into two periods of unequal length, according to the general aims or objectives
of the grammars appearing within these periods. The first is the age of
prescientific grammar beginning with the end of the 16th century and lasting
till about 1900. It includes two types of grammars which succeeded each other.
The first type of grammars in the history of English
grammars are the early prenormative grammars of English, beginning with William
Bullokar's Bref Grammar for English (1585).
By the middle of the 18th century, when many of the
grammatical phenomena of English had been described, the early English grammars
gave way (to a new kind of grammar, a prescriptive (normative) grammar, which
stated strict rules of grammatical usage, condemning those constructions and
forms which it considered to be wrong or "improper", and setting up a
certain standard of correctness to be implicitly followed by learners of
English. The grammars of the second type still constitute the only kind of
grammar in use in the practical teaching of English.
By the end of the 19th century, when the prescriptive
grammar had reached its highest level of development, when the system of
grammar known in modern linguistics as traditional had been established, the appearance
of new grammar, the scientific grammar, became possible.
In contrast with prescriptive grammars, classical
scientific grammar (the third type of grammar), according to the explicitly
stated views of its founders, was both descriptive and explanatory. As Sweet's
grammar appeared in the last decade of the 19th century, we may take 1900 as
the dividing line between the two periods and the beginning of the second
period, the age of the scientific grammars of English (including three new
types of grammars). During the first half of the present century an intensive
development of this grammar has taken place. Classical scientific grammar has
accepted the traditional grammatical system of prescriptive grammar, but, as
has been mentioned, now we witness the final stage of its existence, for since
the 1950's no new grammars of the scholarly traditional type seem to have
appeared. The new types of English grammars, which appeared since the fifties
are the fourth type of grammar - structural or descriptive, which, in its turn,
is becoming obsolete and is being supplanted by the fifth type of grammar - the
transformational generative grammar. The linguistic theory represented by the
last mentioned type of grammar is considered by many modern linguists to be the
most fruitful approach to the description and explanation of the grammatical
system of English, especially in the field of syntax.
ENGLISH GRAMMARS BEFORE 1900
(THE FIRST PERIOD)
Early (Prenormative) Grammars. Until
the 17th century the term "grammar" in English was applied only to
the study of Latin. This usage was a result of the fact that Latin grammar was
the only grammar learned in schools ("grammar" schools) and that
until the end of the 16th century there were no grammars of English. One of the
earliest and most popular Latin grammars written in English, by William
Lily, was published in the first half of the 16th century and went through
many editions. This work was very important for English grammar as it set a
standard for the arrangement of material and thus Latin paradigms with
their English equivalents easily suggested the possibility of presenting
English forms in a similar way, using the same terminology as in Latin grammar.
A striking example of the two approaches to the description of English is the
divergence of views on the problem of English case system. Though Bullokar
mentioned 5 cases and in a grammar published in 1749 and reprinted as late as
1819 (Th. Dilworth, A New Guide to the English Tongue) the number of
cases both of nouns and adjectives is said to be 6 (as it is in Lily's
grammar), in two grammars which appeared during the first half of the 17th
century, Ben Jonson's and Ch. Butler's English grammars, the number of cases is
two, while in J. Wallis's Grammatica Linguae Anglicanae (1653), which
was written in Latin, in spite of the author's intention to break entirely with
Latin tradition, the category of case is said to be non-existent and the 's
form is defined as a possessive adjective. This view was supported by an early
18th century grammar, attributed to John Brightland. The authors of the second
half of the 18th century seemed to prefer the two-case system, which was
revived at the end of the 19th century in scientific grammar. In 19th century
school grammars a three-case system prevailed.
The treatment of the problem of case shows that even
in the early period of the development of English grammars the views of
grammarians were widely divergent, a fact which may be explained by two different
approaches toward the description of English grammatical structure. The
grammarians who desired to break with Latin grammatical tradition were not always
consistent and still followed the Latin pattern in some of the chapters of
their grammars.
By the middle of the 18th century the main results
of the description of the English grammatical system, as it was presented in
the prenormative grammars, were as follows:
Morphology.
The Latin classification of the parts of speech, which included eight
word-classes, differed from the system adopted by modern grammars in that the
substantives and adjectives were grouped together as two kinds of nouns, while
the participle was presented as a separate part of speech. In the earliest English
grammars, where this system was reproduced, the parts of speech were also
divided dichotomically into declinable and indeclinable parts of speech, just
as in Lily's grammar (W. Bullokar), or words with number and words without
number (Ben Jonson), or words with number and case and words without number and
case (Ch. Butler). The first of these groups, declinable words, with number and
case, included nouns, pronouns, verbs and participles, the second
indeclinables — adverbs, prepositions, conjunctions and interjections. Ben
Jonson increased the number of parts of speech in his classification,
introducing the article as the ninth part of speech.
Later, at the beginning of the 18th century, another
scheme of classification appeared in J. Brightland's grammar. This author reduced
the number of parts of speech to four, rejecting the traditional terminology as
well. The four parts of speech were: names (i. e. nouns), qualities (i. e.
adjectives), affirmations (i. e. verbs) and particles, which included the four
so-called indeclinable parts of speech. In this scheme the adjective was
classed as a separate part of speech, owing to the influence of the
philosophical or universal (logical) grammars of the age, which in their
attempts to discover the universal laws of the structure of languages pointed
out the difference between the syntactic functions of the two varieties of
"nouns".
Syntax. In Brightland's
grammar we likewise find an important innovation in the study of English syntax
the introduction of the notion "sentence" into syntax. Latin
grammar was not concerned with the structure of the sentence, the principal
object of the syntax of modern grammar. Though definitions of the sentence,
mostly logical (pointing to its function as an expression of a complete
thought, a judgment or proposition), already existed in the ancient period,
grammarians understood syntax etymologically as a study of the arrangement, i.
e. the connection of words. Thus, Lily briefly stated the three concords of
Latin: of the nominative and the verb, of the substantive and the adjective and
of the relative pronoun and its antecedent.
Ben Jonson applied this analysis to English syntax
and devoted a large part of his grammar to the description of the
"syntax" of a noun with a noun, of a noun with an adjective, with an
article, with a verb, etc. As the rules of concord and government were few in
English, the author paid much attention to a specifically English means of
connection of words — word order. The sentence was mentioned only in the
chapter on punctuation, which was based on the theory of rhetoric (i. e.
stylistics) created by ancient authors. The principal unit of rhetoric was the
period, which, like the sentence, was defined as an expression of a complete
thought. The expression of a complete thought in rhetoric was not confined to
the bounds of a single sentence. It could be expressed by a group of closely
connected sentences, but early English grammarians identified the period with
the sentence, so that the marks of punctuation (named after the parts of the
period which they divided, such as the comma, the least part of the period, the
colon, a member of the period, and the period itself, which denoted the mark of
punctuation pointing to its completion) were at the same time intended to
divide sentences and their parts, which as yet had no special names. As some
colons were rather long, another mark of punctuation was added, the semicolon
(a half-member), which was so named by analogy with the already existing terms.
It was only in Brightland's grammar that the concept
of the sentence was included in syntax proper. In Brightland's grammar
sentences are divided dichotomically into simple and compound. The simple
sentence is defined as containing one affirmation (verb) and one name,
signifying the subject of the affirmation expressed or understood. The compound
sentence consists of two or more simple sentences.
Alongside the logical terms introduced into syntax,
the term "object" (deriving from medieval scholastic philosophy) was
added to denote the third "principal" part of the sentence. But
morphological terms (such as the nominative case or word, the noun, etc.)
continued to be used in the description of the parts of the sentence.
The concept of the compound sentence, which, judging
by Brightland’s examples, denoted both complex and compound sentences,
according to a classification introduced, much later, was also due to logic,
where propositions or judgments were divided into simple and compound. The
second part of his syntax deals with the "construction of words" (as
it does in older grammars).
Prescriptive Grammars. The
age of prescriptive grammar begins in the second half of the 18th century. The
most influential grammar of the period was R.Lowth's Short Introduction to
English Grammar, first published in 1762. The aim of prescriptive grammars
was to reduce the English language to rules and to set up a standard of correct
usage. The authors of prescriptive grammars believed that, their task was not
only to prescribe, to provide rules for distinguishing what is right from what
is wrong, but also to proscribe expressions which they considered to be wrong. In
the second half of the 18th century it was the grammarians who took upon
themselves the responsibility of dictating the laws of grammar and usage. These
grammarians settled most disputed points of usage by appealing to reason, to
the laws of thought or logic, which were considered to be universal and to be
reflected in the Universal, that is, Logical or Philosophical Grammar. But as
O. Jespersen correctly observes, "In many cases what gives itself out as
logic, is not logic at all, but Latin grammar disguised." There is then
nothing whatever in logic which obliges the predicative to stand in the same
case as the subject, that is, in the nominative.
From the point of view of modern grammatical
theory some changes which had taken place in the description of the
morphological system did not contribute to its improvement. In spite
of the authority of Lowth and Murray, who had retained the scheme of nine parts
of speech, the succeeding grammarians reverted to the system of eight parts of
speech. They chose to class the article with the adjective, as it had been done
in earlier grammars (e. g. in Wallis's grammar), rather than increase the
number of the parts of speech beyond eight. In this case it was the older
tradition which prevailed. This classification remains the most popular one
in prescriptive and classical scientific grammars of the modern period.
Another morphological problem which in the earliest grammars had caused
considerable disagreement among grammarians and admitted of various
solutions came to be settled to the satisfaction of the authors of prescriptive
grammars. This was a problem which continues to be subject of dispute to this
day — the number of cases in English. Lowth adopted a two-case system
for nouns and a three-case system for pronouns, and the term
"possessive case", which is extremely popular now. The
paradigm of the declension of personal pronouns included the nominative case,
the possessive pronoun as a form of the possessive case and the objective case,
the latter term also having been most likely introduced by Lowth. After a
great deal of vacillation, Murray, in the later editions of his grammar,
decided to adopt the three-case system for nouns. The three-case system was adopted
almost unanimously by all prescriptive grammars of the 19th century and
later, until in the 1920's Nesfield substituted for it a five-case
system.
The syntactic study of the simple sentence did not
advance greatly till the middle of the century. By the time Lowth’s grammar
appeared the concept of the principal parts of the sentence had been already
elaborated to the number of three. The terminology was rather unsettled. Lowth
distinguished an agent, an attribute (i. e. the predicate) and an object. The
definitions of the first and second parts of the sentence corresponded
to the definitions of the logical subject and predicate. The object was
defined as the thing affected by the action of the verb. There was no advance
in the conception of the secondary parts of the sentence. Besides the principal
parts, Lowth mentioned adjuncts without further differentiation on the
syntactic level.
The theory of the compound sentence, dating from the
beginning of the 18th century, was during this period at an absolute
standstill. The definitions in the grammars of the first half of the century
were practically the same as in J. Brightland's grammar, where they first
occurred.
The principal feature of a compound sentence, as it
was understood at that time, is that it comprises more than one subject or
nominative word and verb, expressed or understood. Sentences were therefore
classed as compound, when a punctuation unit contained two or more
subject-predicate groups, connected by subordinating or coordinating
conjunctions, or when there was a single subject-predicate group with
coordinate members.
The classification of conjunctions corresponded to
the classification of compound propositions or judgments in logic. All
conjunctions were divided according to their meaning, but without regard to
their syntactic nature, into copulatives and disjunctives. The notions of
subordination and coordination were still unknown.
The second part of syntax, which treated the
"construction of words", was more developed. In Lowth's grammar the
word "phrase" came to be used as a grammatical term, defined as
follows: "A Phrase is two or more words rightly put together to make a
part of a Sentence and sometimes making a whole Sentence." The concept of
the phrase occupies an important place in Murray's grammar and the grammars of
his successors, who described the kinds of phrases and the relations between
the words making up a phrase.
Though the grammatical system created by the
grammarians by the middle of the 19th century (especially in syntax) still
differed from that known in traditional grammar of the present period, a great
number of prescriptions and rules formulated and fixed by the authority of the
grammarians remain in grammars of the modern period. One important
series of prescriptions that now forms part of all grammars had its origin in
this period, namely the rules for the formation of the Future Tense. The rule
was first stated by J. Wallis, and since that time it has been repeated by all
grammarians, at first in its archaic form, as formulated by Wallis.
The rule that two negatives destroy one another or
are equivalent to an affirmative, was first stated in J. Greenwood's Royal
English Grammar in the first half of the 18th century, the influence of
Lowth's grammar helped to fix it.
It was in the second half of the 19th century that
the development of the grammatical scheme of the prescriptive grammar was
completed. The grammarians arrived at a system now familiar, because it has
since been adopted by a long succession of grammarians of the 19th and 20th
centuries. The best prescriptive grammars of the period, like C. P. Mason's English
Grammar (London, 1858) and A. Bain's Higher English Grammar (London,
1863), paved the way for the first scientific grammar of English.
The description of the morphological system in
grammars of the second half of the 19th century changed very little as compared
with that of grammars of the first half of the century, but the explanation of
grammatical forms became more detailed, expressing of a deeper understanding of
the nature of the phenomena discussed. Some important changes, however, took
place in the description of the syntactic system, though the definition of the
sentence remained logical, as a combination of words expressing a complete
thought. But the concept of the parts of the sentence differs greatly from that
of the grammars of the first half of the 19th century. The changes and
innovations concerned both the principal and the secondary parts of the
sentence. The number of the principal parts of the sentence was reduced to two -
the subject and the predicate, which retained their logical definitions. In
this period the grammarians make an attemps to differentiate logical and
grammatical subjects and predicates. The former are represented by single
words, the latter include word groups with subjects and predicates as head
words. A little later subjects and predicates expressed by one word came to be
distinguished simple or essential subjects and predicates, and those expressed
by a word group as complete subjects and predicates.
The objects came to be viewed as a secondary or
dependent (subordinate) part of the sentence in the light of the newly
developed theory of subordination and coordination of sentence elements and the
introduction into grammar of the content aspect of syntactic relations, such as
predicative, attributive, objective and/or adverbial relations.
Thus the notion of the attribute came to be applied,
instead of the predicate to a relation expressed by a secondary part of the
sentence and adjuncts were subdivided into attributive (also attributival or
adnominal) and adverbial adjuncts, which was the first differentiation of
the secondary parts of the sentence on a syntactic level.
The objects were classified according to their meaning
and form as direct, indirect and prepositional. This classification, though
inconsistent logically, is accepted by many grammarians of the modern period.
Objects and subjects as well were further classified as compound (i. e.
coordinate), complex (expressed by infinitive groups or subordinate clauses),
etc.
Besides the object and two kinds of adjuncts, some
new notions and terms developed, either as synonyms for the already defined
syntactic units or used in a slightly different meaning to describe some new
syntactic units, which contributed to a more detailed sentence analysis.
Syntactic processes operate to derive a more complicated
structure from a simpler one.
The notion of completion of the meaning of
transitive or copulative verbs, defined as verbs of incomplete predication, may
be understood as a designation of a syntactic process.
A very important innovation in the concept of the
compound sentence was its subdivision into the compound sentence proper, with
coordinated component parts, and the complex sentence, characterized by subordination
of clauses. In this way the dichotomic classification of sentences into simple
and compound was changed into a tricholomic division, according to which
sentences are divided into simple, compound and complex. This theory has since
been accepted with very few exceptions by prescriptive, classical scientific
and some structural as well as transformational grammars. The recognition and
differentiation of the two principal syntactic modes of joining
subject-predicate units, subordination and coordination (the former expressing
syntactic dependence and the latter — equality of syntactic rank), was a great
advance in the development of grammatical theory. Of great interest also is the
elaboration of the concept of a clause as a syntactic unit containing a noun
and a finite verb and forming part of a complex or compound sentence. Clauses
are classified as independent and dependent or coordinate and subordinate. The
latter were also classified morphologically as noun, adjective and adverb
clauses, because grammarians considered clauses to be of the nature of a word,
and not of a part of the sentence. These three kinds of clauses were further
subdivided according to their syntactic functions in the sentence.
The concept of the compound sentence in the new
sense, as containing independent clauses or sentences, did not, it seems,
satisfy those grammarians who had gained a deeper insight into the nature of
the grammatical phenomena described in their grammars. They give examples
illustrating the possibility of isolating the parts of the compound sentences,
of pronouncing each part of such a sentence by itself, without any change of
meaning or intonation and they stress the complete independence of
each part.
The concept of the phrase has been retained in the
grammars of the second half of the 19th century, though not all grammarians use
this term, describing the syntax of the parts of speech instead. The phrase is
differentiated from the clause, as containing no finite verb.
The Rise of Classical Scientific Grammar. By
the end of the 19th century, after the description of the grammatical system,
especially that of syntax had been completed, prescriptive grammar had reached
the peak of its development. A need was fell, therefore, for a grammar of a
higher type, which could give a scientific explanation of the grammatical phenomena.
The appearance of H. Sweet's New English Grammar, Logical and Historical (1891)
met this demand. As Sweet wrote in his Preface: "This work is intended to
supply the want of a scientific English grammar." The difference in
purpose between scientific and prescriptive grammar is stated in the following
terms: "As my exposition claims to be scientific, I confine myself to the
statement and explanation of facts, without attempting to settle the relative
correctness of divergent usages. If an ‘ungrammatical’ expression such as it
is me is in general use among educated people, I accept it as such, simply
adding that it is avoided in the literary language." This was a new
approach, in keeping with the Doctrine of General Usage which had been first
formulated by an 18th-century grammarian, a contemporary of Lowth's, J.
Priestley, in his Rudiments of English Grammar. But Priestley's views
had been rejected, as we have seen, in favour of the Doctrine of Rules or
Correctness. Sweet clearly stales the new viewpoint: "...whatever is in
general use in language is for that reason grammatically correct."
Scientific grammar was understood by its authors to be a combination of both
descriptive and explanatory grammar. The same views on the purpose and methods
of scientific grammar were held by 20th-century linguists.
ENGLISH GRAMMARS IN THE 20th CENTURY
(THE SECOND PERIOD)
The modern period may be divided into two chronologically
unequal parts, the first from the beginning of the 20lh century till the
1940's, when there were only two types of grammars in use —the prescriptive and
the classical scientific, the second from the 1940's, during which time structural
grammar, and then transformational have been added. As has been pointed out,
structural grammar tended to supplant the older scientific grammar, which we call
classical in order to distinguish it from the new theoretical grammars of English.
There is a borrowing of some of the concepts of
prescriptive and classical scientific grammars by the authors of both
structural and transformational grammars, especially in the field of syntax,
which proves that structural grammar has not quite succeeded in breaking with
traditional grammar to the degree that is proclaimed by the authors of these
grammars, while transformational grammar, as professed by its exponents, is
closer to traditional grammar, than descriptivism.
Prescriptive Grammars in the Modern Period. Among
the 20th-century prescriptive grammars which are of some interest, J. C. Nesfield’s
grammar should be mentioned. Although published at the end of the 19th
century (1898), it exerted a certain influence on prescriptive and even scientific
grammars of the 20th century, comparable to the influence of Murray's grammar
upon 19th-century grammars. The editions which preceded the revision
continued the tradition of 19th century grammar: morphology
was treated as it had been in the first half of the 19th century, syntax,
in the second half of that century. Of the various classifications of the
parts of the sentence current in the grammars of the second half of the
19th century the author chose a system, according to which the sentence has
four distinct parts: (1) the Subject; (2) Adjuncts to the Subject
(Attributive Adjuncts, sometimes called the Enlargement of the Subject); (3)
the Predicate; and (4) Adjuncts of the Predicate (Adverbial Adjuncts); the
object and the complement (i. e. the predicative) with their qualifying
words, however, are not treated as distinct parts of the sentence.
They are classed together with the finite verb as part of the predicate.
Although grammars as a rule do not consider the object to be the third
principal part of the sentence, indirectly this point of view persists since
the middle of the 19th century and underlies many methods of analysis. In
Nesfield's scheme, though the object is not given the status of a part
of the sentence, it is considered to be of equal importance with the finite
verb. In diagramming sentences, grammarians place the subject, predicate,
objects and complements on the same syntactic level, on a horizontal line in
the diagram, while modifiers of all sorts are placed below the line.
Revision brought about certain changes in
Nesfield's grammatical system. The number of cases of the noun was increased to
five (through the addition of the vocative and the dative), while classical
scientific grammars, for instance, those of Sweet and Jespersen, favoured the
two-case system. Another change occurred in the structural classification of
sentences. Two new , terms, "double" and "multiple" sentences,
were substituted for the term "compound" sentence, the
term "double" denoting the coordination of two and "multiple"
of more than two sentences. This innovation —a quantitative classification
of independent sentences contained within a punctuation unit, is significant
as symptomatic of the weakness of the concept of the "compound"
sentence, intuitively felt by the members of the Joint Committee and those who
followed their recommendation. According to the concept of the
"compound" sentence, the combination of two or more syntactically independent,
though semantically connected sentences, was analysed as a single sentence. The
new terms, which were probably intended to improve the theory, became very popular
in prescriptive grammar and, as we shall see, influenced some scientific
grammars.
Classical Scientific English Grammar in the Modern
Period. The founders of this type of grammar in
the period of its intensive development either specialize in syntax or deal
with the problem of both morphology and syntax.
Among the authors who specialize in syntax are L. G.
Kimball, C. T. Onions and H. K. Stokoc. Both Kimball's Structure of the
English Sentence (New York, 1900) and Onions' Advanced English Syntax.
(London, 1904), which appeared at the beginning of the period, discuss the
problems of the structure of English on the traditional plane, though in
Onion's book there is a striking anticipation of the sentence patterns of
descriptive linguistics. Kimball's grammar shows the influence of logical
grammars of the type current in 19th-century German linguistics, K. F. Backer's
grammar for example. The third book, H.R.Stokoe's Understanding of Syntax,
which appeared in 1937, was also largely influenced by the views of
prescriptive grammarians like Nesfield. Two of these authors are not satisfied
with the traditional concept of the compound sentence. Onions passed it over in
silence. Stokoe adopted the new nomenclature, describing double and multiple
sentences in his book. All these authors differ from prescriptive grammarians
in their non-legislative approach to the description of English structure and
deeper insights into the nature of the grammatical phenomena.
Scientific grammar was the first to undermine the
strictly structural concept of a clause as of a syntactic unit containing a
subject and a predicate, created by prescriptive grammar. Beginning with
Sweet's grammar, the authors of scientific grammars have been developing the
concepts of half-clauses, abridged clauses, verbid clauses, etc., which
practically destroy the original concept of clause and lead to a tendency
to analyse simple sentences as complex or, to put it another way, demolish the
structural distinction between simple and complex sentences. Thus Poutsma
treats substantive clauses, adverbial clauses, infinitive clauses, gerund clauses
and participle clauses as units of the same kind, though the last three
types of "clauses" are not clauses, according to the original and, in
our opinion, more correct concept of clause as a syntactic unit.
From a theoretical point of view, Kruisinga's grammar
is one of the most interesting of those scientific grammars which have
retained the traditional grammatical system. Kruisinga approaches the problem
of the definition of the sentence critically, refraining, however, from
giving a definition of his own, whereas most grammarians were content
to repeat traditional logical definitions. Kruisinga originated the theory of
close and loose syntactic groups, the difference between them being based on the
distinction between subordination and coordination. Closely connected with
this theory is the author's concept of the complex sentence. His
classification is dichotomic: only two sentence types are recognized — simple
and compound sentences. The traditional compound sentence is not considered
to be a syntactic unit at all; the material in question is treated in connection
with double and multiple loose syntactic groups.
Of all the authors of scientific grammars of the
classical type O. Jespersen is the most original. His morphological system
differs from the traditional in that he lists only five parts of speech
substantives, adjectives, verbs, pronouns (the latter include pronominal
adverbs, and articles) and "particles", in which he groups adverbs,
prepositions, conjunctions and interjections. Like Sweet, he proposes three
principles of classification, according to which everything must be kept in
mind — meaning, form and function, though in practice only one of these
features is taken into consideration, and that is primarily form (cf. the
"particles") and, in a few cases, the origin of a given form.
Jespersen’s syntactic system is more original. He intends
to reject the traditional syntactic analysis, though some of the
traditional terms still occur in his works and develops the concept of ranks.
Structural and Transformational Grammars. Structural
grammarians begin treating the problems of the structure of English with
criticism of traditional, or conventional grammar, lumping together
prescriptive and scholarly grammars because their methods of approach are said
to be the same. According to the point of view of structural linguists, both
these types of grammar belong to a "prescientific era".
Fries believes that "the study of the usual
'formal' grammar has much the same sort of value and usefulness as the study of
the astronomy of Ptolemy, or of the medical beliefs and practices of Galen, the
great Greek physician". The author insists that pupils should begin the
study of grammar only after ridding their minds of all previously acquired
notions concerning language.
The new approach — the application of some of the newly
developed techniques, such as distributional analysis and substitution — makes
it possible for Fries to dispense with the usual eight parts of speech and with
the traditional terms. He classifies words into four "form-classes",
designated by numbers, and fifteen groups of "function words",
designated by letters. The form-classes correspond roughly to what most
grammarians call nouns and pronouns, verbs, adjectives and adverbs, though
Fries especially warns the reader against the attempt to translate the
statements which the latter finds in the book into the old grammatical terms. The
group of function words contains not only prepositions and conjunctions, but
also certain specific words that more traditional grammarians would class as a
particular kind of pronouns, adverbs and verbs.
Further descriptive works on grammar should be
mentioned. In 1951 An Outline of English Structure by G. L. Trager and
H. L. Smith was published. This book was much the fullest on phonology and
morphology, but, as noted by H. A. Gleason, hardly more than suggestive on
syntax, though we shall see some traces of its influence in another
descriptive grammar (by J. Sledd). Gleason seems to think that the two
books (that of Fries and the Outline) can be looked upon as
supplementing each other and that in the midfifties it looked as though the
"new grammar" might emerge as a new eclectic tradition, based on
these two sources with certain elements salvaged from older grammars (which was
what really happened).
As has been aptly observed by Hathaway, the syntax
of modern English has undergone a shrinkage at the hands of the structuralists.
In Chomsky's estimation also modern structural linguistics provides little
insight into the processes of formation and interpretation of sentences, and therefore
it does not seem to him surprising that there has been renewed interest in the formalization
and use of techniques and devices more characteristic of traditional than of
structuralist grammars.
The method developed by N. Chomsky has now become
widely known as Transformational Generative Grammar. It was first, expounded in
Chomsky's Syntactic Structures (1957) and has been revised in the
author's Aspects of the Theory of Syntax (1905). According to this
theory sentences have a surface structure and a deep structure. Of these, the
surface structure is the more complicated, based on one or more underlying
abstract simple structures. In certain very simple sentences the difference
between the surface structure and the deep structure is minimal. Sentences of
this kind, simple, active, declarative, indicative, are designated as kernel
sentences. They can be adequately described by phrase or constituent structure
methods, as consisting of noun, and verb phrases (the so-called P-markers, the
NP’s & VP's). According to Syntactic Structure's, kernel sentences are
produced by applying only obligatory transformations to the phrase-structure
strings (e.g. the transformation of affix verb into verb affix in the
present tense, hit –s, etc). Non-kernel or derived sentences
involve optional transformations in addition, such as active to passive (the
boy was hit by the man). But later interpretations of the transformational
theory have made less use of this distinction, stressing rather the distinction
between the underlying "deep structure" of a sentence and its
"surface structure" that it exhibits after the transformations have
been applied. Transformational operations consist in rearrangement, addition,
deletion and combination of linguistic elements.
A Transformational Grammar is organized in three
basic parts. The first part—its syntactic component (which includes a lexicon,
i.e. a list of words — boy, hit, ball, etc.) is described, as mentioned above,
in terms of IC's or P-markers. The syntactic component includes description
both of deep and surface structure. The second is the semantic component, which
provides a semantic interpretation of the deep structure. E. g. in sentences
we enjoy smoking and we oppose smoking the semantic component
would indicate that the former is a paraphrase of we smoke and we enjoy it,
though the latter is not a paraphrase of we smoke and we oppose it.
The third, the phonological component provides a phonetic interpretation of the
surface structure of the sentence.
Note that "to generate sentences"
according to this theory does not mean "to produce sentences", but
"to characterize", "to enumerate", "to determine"
the rules for forming all of the infinite number of sentences, some of them
never heard before.
Chomsky's new theory is that language has a base
which contains the elementary phrase structures. In the new conception of
Chomsky the kernel sentence loses all its significance, for Chomsky is careful
to stress that sentences are not derived from other sentences (as has been
sometimes loosely and inaccurately stated), but rather from the structures
underlying them. The phrase structures produce sentences usually by way of
transformations. . . Now it is clearer that transformations are not intended to
relate sentences to sentences (as was stated at first by Z. S. Harris), but
deep structure to surface structure and that deep structure thus embodies a
hypothesis set up for an adequate description of a language.
Our selections from transformational grammars of
English represent the earlier version of the transformational theory, even O.
Thomas' Transformational Grammar, the first popular survey published
since the major revision.
Of great interest for clarifying the theoretical and
philosophical sources of transformational generative grammar are the
two books by Chomsky: Cartesian Linguistics and Language and Mind.
It is also an interesting fact that some linguists
point at the danger of new prescriptivism in generative transformational
grammars, e. g. J. Nist maintains that in their search for language universals
(that is, categories underlying the structures of all languages), a process
reminiscent of the eighteenth century authoritarians, the generative
grammarians have already showed signs of becoming prescriptive and prescriptive
in their analysis of "permitted" (i. e. grammatically correct) strings.
This opinion is shared by B. Hathaway.
In the process of the development of English
grammatical theory, despite the great divergence of the types, aims, objectives
and approaches of English grammars, a certain continuity may be observed in
establishing and keeping up the English grammatical tradition. The foundations
of the English grammatical system were laid already in the first part of the
first, prescientific, period, in early prenormative grammar, though its
morphological system leaned heavily on that of the Latin grammar and the
incipient syntactic notions were dependent upon rhetoric and logic. The most
important type of grammar, in our opinion, is the second, the prescriptive or
normative grammar, which has the longest tradition, as it arose in the
mideighteenth century and still dominates class room instruction. Its most
significant contribution to English grammatical theory was the syntactic system
evolved in the midnineteenth century.
The three types of scientific grammars of English
discussed here have not quite succeeded in creating any really independent or
new grammatical notions and systems. The interests of the scholars centered
found the grammatical system of prescriptive grammar. They either elaborated it
further (in classical scientific grammar) or refuted it, retaining at the same
time some of its ideas (in structural grammar) or acknowledged its merits as an
implicit transformational grammar and reformulated its ideas (in
transformational grammar).
Both modern schools of grammar show a marked
tendency towards morphological labelling of syntactic units, which may be
viewed as a: revival of the grammatical notions of the earliest grammars when
the syntactic system was practically non-existent.
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